Risk Management for Financial Institutions

Semester 2: (Risk) Managing Financial Institutions, methods & techniques, rules & regulations



Managing the Financial Organisation
• Controlling the strategy: management models
• Product Development and the relation with organisational risk
• Controlling the figures: Administrative Organisation & Internal Control
• Supporting the business: IT, Back office, Marketing & Sales
• Scale & manageability of an organization

Market Supervision of Financial Institutions
• Market Supervision & Control: the role of supervisors and rating agencies
• Characteristics and Implications of FIRM (Financial Institutions Risk Method)
• Characteristics and Implications of ICAAP (Internal Capital Adequacy Assessment Process) and Basel II

Risk Management of Financial Institutions: Enterprise Risk Management
• COSO II and Enterprise Wide Risk Management (ERM)
• Defining Risk measurement, Risk control and Risk management for the financial organization

The information will be supported by case studies on the following topics:
• Cases on ‘Success and Failure’ of Financial Institutions in the last years
• Cases on Risk Detection & Risk Problem Solving